About Us
Experience
Thirty years of building new and diverse teams to address the ever-evolving risks within the Asset Management / Financial Services industry have provided a broad range of expertise to offer to our clients. Our services:
- Risk Assessments and internal audits
- Risk-based Compliance Monitoring and Trade Surveillance Programs
- AML / BSA, Fraud Prevention & forensic testing
- Project management for process transformations, system integrations, and firm acquisitions.
- Integrating process, policies, training, analytics, visualization, and management reporting across organizations.